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235 Pine St Suite 1225, San Francisco, CA 94104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-01-26 |
| TX | RA | APPROVED | 2022-05-03 |
Branch Locations
235 Pine St Suite 1225, San Francisco, CA 94104 • United States
325 Chestnut Street Suite 800, Philadelphia, PA 19106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-05-26 |
| PA | RA | APPROVED | 2019-02-06 |
| TX | RA | APPROVED_RES | 2018-09-24 |
| CA | RA | APPROVED | 2011-07-06 |
Branch Locations
325 Chestnut Street Suite 800, Philadelphia, PA 19106 • United States
Savannah, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Setarcos Wealth Advisors, Llc | Philadelphia | PA | 05/2011 | Present |
| Vernal Point Advisors | San Francisco | CA | 07/2016 | Present |
Mr. Faw serves as the director of quantitative research for Vernal Point Advisors, an SEC registered investment adviser, and in this role advises Vernal Point on portfolio strategy and financial modeling needs. In his capacity, Mr. Faw provides recommendations to the clients of Vernal Point Advisors. SWA does not refer clients to Vernal Point Advisors. In the event of a policy change regarding the referral of clients to other registered investment advisers, SWA will ensure all applicable federal and state laws will be observed including any applicable licensing, registration and/or notice filing(s) in applicable jurisdictions.
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