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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-12-21 |
| RI | RA | APPROVED | 2022-12-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Securities, Inc. | East Providence | RI | 05/2017 | 12/2020 |
| Citizens Bank | East Providence | RI | 06/2016 | 05/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 09/2022 | Present |
| Unemployed | East Providence | RI | 12/2020 | 09/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2011-07-05 |
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