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6099 Frantz Road, Dublin, OH 43017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-01 |
| FL | RA | APPROVED | 2025-01-01 |
| OH | RA | APPROVED | 2011-05-31 |
Branch Locations
6099 Frantz Road, Dublin, OH 43017 • United States
Springhill Office Center 4031 Colonel Glenn Hwy, Suite 122, Beavercreek, OH 45431 • United States
4449 Easton Way, Columbus, OH 43219 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Safe Harbor Retirement | Dublin | OH | 12/2005 | Present |
| Safe Harbor Wealth Management, Llc | Dublin | OH | 05/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-04-21 |
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