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Current Employers
Safe Harbor Wealth Management, Llc

6099 Frantz Road, Dublin, OH 43017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-01
FL RA APPROVED 2025-01-01
OH RA APPROVED 2011-05-31
  • TX RA
    APPROVED_RES
    Since 2025-08-01
  • FL RA
    APPROVED
    Since 2025-01-01
  • OH RA
    APPROVED
    Since 2011-05-31

Branch Locations

6099 Frantz Road, Dublin, OH 43017 • United States

Springhill Office Center 4031 Colonel Glenn Hwy, Suite 122, Beavercreek, OH 45431 • United States

4449 Easton Way, Columbus, OH 43219 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Safe Harbor Retirement Dublin OH 12/2005 Present
Safe Harbor Wealth Management, Llc Dublin OH 05/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-04-21
  • S65 Uniform Investment Adviser Law Examination
    2011-04-21

View on SEC IAPD

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