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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-08-12
  • PA RA
    APPROVED
    Since 2019-08-12

Branch Locations

724 W Lancaster Ave, Wayne, PA 19087 • United States

Plymouth Meeting, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wayne PA 04/2019 Present
Bny Mellon Wilmington DE 06/2015 03/2018
Extended Travel Philadelphia PA 09/2018 03/2019
Lucky Dog Saloon Conshohocken PA 03/2018 04/2019
Bank Of America, N.A. Wayne PA 05/2019 Present
  • 04/2019 → Present
    Wayne, PA
  • 06/2015 → 03/2018
    Bny Mellon
    Wilmington, DE
  • 09/2018 → 03/2019
    Extended Travel
    Philadelphia, PA
  • 03/2018 → 04/2019
    Lucky Dog Saloon
    Conshohocken, PA
  • 05/2019 → Present
    Bank Of America, N.A.
    Wayne, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-09
  • S66 Uniform Combined State Law Examination
    2019-08-09
Other Names
  • Adam John Barker
  • Adam J Barker
  • Adam Barker

View on SEC IAPD

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