Mark B Leander

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 12/2016
  B.C. Ziegler And Company
  Chicago, IL
• 12/2017 → 07/2018
  Wells Fargo Clearing Services, Llc
  Northbrook, IL
• 01/2017 → 03/2017
  Jpmorgan Chase Bank, Na
  Chicago, IL
• 04/2017 → 11/2017
  Unemployed
  Springfield, IL
• 08/2018 → 10/2018
  Unemployed
  Santa Monica, CA
• 11/2018 → 06/2021
  Morgan Stanley
  Santa Monica, CA
• 08/2021 → 04/2022
  Rbc Capital Markets, Llc
  Century City, CA
• 10/2022 → 04/2024
  Jpmorgan Chase Bank, Na
  Chicago, IL
• 10/2022 → 04/2024
  Jpmorgan Securities Llc
  Chicago, IL
• 05/2022 → 09/2022
  Unemployed
  Springfield, IL
• 06/2021 → 07/2021
  Four Star Wealth Management
  Chicago, IL
• 04/2024 → Present
  Ubs Financial Services, Inc
  Chicago, IL

Previous Registrations

• 2022-11-18 → 2024-04-10
  J.P. Morgan Securities Llc
  Chicago, IL
• 2021-08-09 → 2022-04-28
  Rbc Capital Markets, Llc
  Century City, CA
• 2018-12-06 → 2021-06-07
  Morgan Stanley
  Santa Monica, CA
• 2017-12-04 → 2018-07-31
  Wells Fargo Clearing Services, Llc
  Milwaukee, WI
  Northbrook, IL
• 2016-10-26 → 2016-12-23
  B. C. Ziegler And Company
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2016-10-26

Other Names

• Mark Basallote Ofreneo
• Mark Ofreneo
• Mark B Ofreneo