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700 Commerce Drive Suite 170, Oakbrook, IL 60523 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-07-31 |
Branch Locations
700 Commerce Drive Suite 170, Oakbrook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Ayco Company, L.P./Mercer Allied | Lake Forest | IL | 11/2010 | 01/2021 |
| Goldman Sachs & Co. Llc | New York | NY | 01/2021 | 07/2025 |
| Rothschild Wealth, Llc | Oak Brook | IL | 07/2025 | Present |
| Rothschild Investment, Llc | Chicago | IL | 07/2025 | Present |
Rothschild Investment, LLC is located at 311 S. Wacker Dr Ste 5900 Chicago IL, 60606. Investment related. Start date 7/28/2025. 20 hours per month during securities trading hours. Mr. Adler is a registered representative of Rothschild Investment, LLC a broker-dealer affiliated with Rothschild Wealth and a member of FINRA. In this capacity, Mr. Adler may provide securities brokerage services and implement securities transactions under a commission-based arrangement. Mr. Adler is a licensed insurance agent with various insurance companies and, in such capacity, may recommend, on a fully disclosed commission basis, the purchase of certain insurance products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-14 |
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