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Integrated Wealth Concepts LLC CRD 284656
$23.6B regulatory AUM 875 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-07 |
| NH | RA | APPROVED | 2024-02-26 |
Branch Locations
1 Merrill Industrial Drive Suite 19, Hampton, NH 03842 • United States
210 Commerce Way Suite 230, Portsmouth, NH 03801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Beverly Hills | CA | 05/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Beverly Hills | CA | 11/2016 | 03/2017 |
| Ameriprise Financial Services Inc | Portsmouth | NH | 03/2017 | 02/2024 |
| Integrated Wealth Concepts Llc | Waltham | MA | 02/2024 | Present |
02/2024 - INTEGRATED WEALTH CONCEPTS, LLC - DBA: COFI ADVISORS - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - IAR - STARTED 02/26/2024 - 160 HOURS PER MONTH DURING SECURITIES TRADING HOURS. 02/2024 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - 10 Hours Per Month/5 Hours During Securities Trading - Time Spent 10% - Fixed annuities, fixed life, LTC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-21 |
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