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Stephen Jude Wilson

Citizens Securities, Inc.

Johnston, RI

Mystic, CT

CRD 5921615

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Employer firm

Citizens Securities, Inc. CRD 39550

$12.9B regulatory AUM 60,545 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • PARTICIPATE IN WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-08-15
WI RA APPROVED 2024-08-01
IN RA APPROVED 2024-01-26
NJ RA APPROVED 2024-01-02
VT RA APPROVED 2021-12-06
ME RA APPROVED 2021-12-03
NY RA APPROVED 2021-04-08
NM RA APPROVED 2020-09-21
CT RA APPROVED 2017-11-09
FL RA APPROVED 2017-11-09
NH RA APPROVED 2016-07-01
CA RA APPROVED 2015-08-12
RI RA APPROVED 2013-05-03
  • NC RA
    APPROVED
    Since 2025-08-15
  • WI RA
    APPROVED
    Since 2024-08-01
  • IN RA
    APPROVED
    Since 2024-01-26
  • NJ RA
    APPROVED
    Since 2024-01-02
  • VT RA
    APPROVED
    Since 2021-12-06
  • ME RA
    APPROVED
    Since 2021-12-03
  • NY RA
    APPROVED
    Since 2021-04-08
  • NM RA
    APPROVED
    Since 2020-09-21
  • CT RA
    APPROVED
    Since 2017-11-09
  • FL RA
    APPROVED
    Since 2017-11-09
  • NH RA
    APPROVED
    Since 2016-07-01
  • CA RA
    APPROVED
    Since 2015-08-12
  • RI RA
    APPROVED
    Since 2013-05-03

Branch Locations

1 Citizens Bank Way, Johnston, RI 02919 • United States

23 Broadway Mailstop: Ct-082, Mystic, CT 06355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. Mystic CT 04/2013 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-04-15
S63 Uniform Securities Agent State Law Examination 2011-06-07
  • S65 Uniform Investment Adviser Law Examination
    2013-04-15
  • S63 Uniform Securities Agent State Law Examination
    2011-06-07

View on SEC IAPD

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