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Jeffrey David Montgomery

Montgomery Financial

Ocean City, MD

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Current Employers
Montgomery Financial

11718 Ocean Gateway, Ocean City, MD 21842 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2014-04-03
MD RA APPROVED 2014-03-08
  • DE RA
    APPROVED
    Since 2014-04-03
  • MD RA
    APPROVED
    Since 2014-03-08

Branch Locations

11718 Ocean Gateway, Ocean City, MD 21842 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Montgomery Financial Services, Llc Ocean Pines MD 12/2013 Present
Montgomery Financial Services Ocean Pines MD 08/2011 Present
Mfs Wealth Llc Berlin MD 01/2016 Present
Montgomery Financial Services, Llc Ocean Pines MD 12/2013 01/2026
  • 12/2013 → Present
    Montgomery Financial Services, Llc
    Ocean Pines, MD
  • 08/2011 → Present
    Montgomery Financial Services
    Ocean Pines, MD
  • 01/2016 → Present
    Mfs Wealth Llc
    Berlin, MD
  • 12/2013 → 01/2026
    Montgomery Financial Services, Llc
    Ocean Pines, MD
Previous Registrations
  • 2011-07-25 → 2014-03-07
    Advantage Retirement Group
    Berlin, MD
    Fort Myers, FL
    Ocean Pines, MD
Other Businesses

MFS Wealth LLC; 11022 Nicholas Lane, Suite 6, Berlin, MD 21811; INSURANCE AGENT; Started 01/2016; 40% OF TIME IN THIS BUSINESS FOR INSURANCE SERVICES AND PRODUCTS; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-04-21
  • S65 Uniform Investment Adviser Law Examination
    2011-04-21
Other Names
  • Jeff Montgomery

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · OCEAN CITY, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ocean Park, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ocean City, MD
AMERIPRISE FINANCIAL SERVICES, LLC · Ocean City, MD
PNC WEALTH MANAGEMENT LLC · OCEAN CITY, MD
AMERIPRISE FINANCIAL SERVICES, LLC · Ocean City, MD
PKS INVESTMENT ADVISORS LLC · OCEAN CITY, MD
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OCEAN CITY, MD

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