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Nathan James Putnam

Ferguson Wellman Capital Management, Inc.

Portland, OR

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Current Employers
Ferguson Wellman Capital Management, Inc.

805 Southwest Broadway Suite 2100, Portland, OR 97205 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2021-11-22
  • OR RA
    APPROVED
    Since 2021-11-22

Branch Locations

805 Southwest Broadway Suite 2100, Portland, OR 97205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Portland OR 11/2014 Present
Tiaa Portland OR 11/2014 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-05
S63 Uniform Securities Agent State Law Examination 2013-04-15
  • S66 Uniform Combined State Law Examination
    2016-10-05
  • S63 Uniform Securities Agent State Law Examination
    2013-04-15

View on SEC IAPD

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