James Patrick Scalfaro

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 04/2019
  Cowen & Company, Llc
  New York, NY
• 07/2019 → 11/2019
  Cantor Fitzgerald & Co.
  New York, NY
• 09/2021 → 08/2023
  Fidelity Investments
  Millburn, NJ
• 11/2019 → 09/2021
  Unemployed
  N/A, NJ
• 03/2024 → Present
  Fisher Investments
  Tampa, FL
• 08/2023 → 03/2024
  Unemployed
  Hoboken, NJ

Previous Registrations

• 2021-12-02 → 2023-08-29
  Fidelity Personal And Workplace Advisors
  Millburn, NJ

Exams

• S66 Uniform Combined State Law Examination
  2021-11-23
• S63 Uniform Securities Agent State Law Examination
  2013-09-20

Other Names

• James Scalfaro
• James Scalfaro
• James Patrick Scalfaro
• James P Scalfaro
• James Patrick Scalfaro
• James Patrick Scalfaro