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Centaurus Financial, Inc. CRD 30833
$9.74B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-04-29 |
| PA | RA | APPROVED | 2022-05-23 |
| DE | RA | APPROVED | 2022-04-08 |
| MD | RA | APPROVED | 2021-10-27 |
| NH | RA | APPROVED | 2021-08-26 |
| VT | RA | APPROVED | 2021-06-03 |
| VA | RA | APPROVED | 2021-04-27 |
| ME | RA | APPROVED | 2021-04-16 |
| RI | RA | APPROVED | 2021-01-14 |
| IL | RA | APPROVED | 2020-11-23 |
| MA | RA | APPROVED | 2020-10-16 |
Branch Locations
501 Boston Providence Turnpike Suite #2L, Norwood, MA 02062 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Nortboro | MA | 10/2013 | Present |
| Guardian Life Ins | Danvers | MA | 02/2015 | 08/2017 |
| Park Avenue Securities | Danvers | MA | 04/2015 | 08/2017 |
| Guardian Life Insurance Company | Middleton | MA | 03/2015 | 11/2017 |
| Park Avenue Securities | Middleton | MA | 03/2015 | 11/2017 |
| Centaurus Financial, Inc. | Anaheim | CA | 05/2018 | Present |
| Downey Insurance Agency, Inc. | Marlborough | MA | 04/2018 | Present |
1. ADMISSIONS, ZERO GRAVITY BASKETBALL, BEVERLY, MA 01915. NON INVESTMENT RELATED SINCE 2015 AND I SPENT APPROX. 34 HOURS PER MONTH ON THIS ACTIVITY. YOUTH BASKETBALL TOURNAMENTS, COLLECTION OF ADMISSIONS FEES. 2. DIRECTOR OF FINANCIAL SERVICES, DOWNEY INSURANCE GROUP, 190 EAST MAIN STREET, MARLBOROUGH, MA 01752. NON INVESTMENT RELATED SINCE 04/2018 AND I SPEND APPROX. 65% OF MY TIME ON THIS ACTIVITY. BUSINESS DEVELOPMENT AND ADMINISTRATION RUNNING THE FINANCIAL BRANCH DIVISION INCLUDING THE SELLING OF HEALTH, LIFE DISABILITY, LONG-TERM CARE INSURANCES AND FIXED INVESTMENT PRODUCTS. 3. DOWNEY INSURANCE GROUP, NON-INVESTMENT RELATED, 190 EAST MAIN STREET, MARLBOROUGH, MA 01752, SELL OF PERSONAL AND COMMERICIAL PROPERTY & CASUALTY INSURANCE PRODUCTS, DIRECTOR OF FINANCIAL SERVICES & BUSINESS DEVELOPEMENT, SINCE 4/2/2018, DEVOTED TIME IS 10 HOURS A MONTH. 4. FRANCIS A. MCMANUS POSITION: Agent NATURE: Health Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: null START DATE: 04/01/2020 ADDRESS: 501 Boston Providence Turnpike, Suite 2L, Norwood MA 2062, United States DESCRIPTION: Sell of health insurance products as per the needs of my clients. 5. THORNDIKE COMPANY POSITION: Agent NATURE: Sale of life insurance, disability insurance, long-term care insurance INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: null START DATE: 04/01/2020 ADDRESS: 501 Boston Providence Turnpike, Suite 2L, Norwood MA 2062, United States DESCRIPTION: Part of overall planning for a client and based on clients' needs. 6. WALPOLE CHAMBER OF COMMERCE POSITION: Board Member, Ambassador NATURE: Chamber of Commerce INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2024 ADDRESS: 944 Main Street, Walpole MA 02081, United States DESCRIPTION: Board Member and Ambassador for the Walpole Chamber of Commerce, of which I belong as a member. 7. CPI Companies, non investment related, 1010 Haddonfield-Berlin Road, Suite #407, Voorhees, New Jersey, 08043, selling fixed products including life insurance, disability insurance, fixed annuities and long-term care, agent since 4/22/2024, devoted time is 2 hours a month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-19 |
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