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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2014-10-20
  • CT RA
    APPROVED
    Since 2014-10-20

Branch Locations

1781 Highland Ave Ste 207, Cheshire, CT 06410 • United States

37 Broadway, North Haven, CT 06473 • United States

Cheshire, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. North Haven CT 05/2014 03/2020
Ameriprise Financial Services, Llc Cheshire CT 03/2020 Present
Other Businesses

Independent Insurance Brokering; Transamerica; 03/04/2021; Long Term Care. Business Ownership; Justin Knickerbocker LLC; Owner; Manage Ameriprise Business; 69 Edwards Road, , Cheshire, CT, 06410; Investment-Related; 10/06/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Centurion Holdings LLC; Registered Team Member-AFA; Manage advisory business; 1781 Highland Ave, Suite 207, Cheshire, CT, 06410; Investment-Related; 01/01/2025; 60 hours per month; 60 during trading hours / Justin Knickerbocker LLC; Owner; Manage advisory business; 169 Edwards Road, , Cheshire, CT, 06410; Investment-Related; 11/01/2025; 20 to 39 hours per month; 10 to 19 during trading hours. Other Business Activities; Doolittles of America. Inc.; Organization for descendants of Abraham Doolittle; N/A, ,; Not Investment-Related; 10/05/2018; 1 to 9 hours per month; 0 during trading hours / USA Swimming; I'm a swimming meet official for USA sanctioned swim meets.; Cheshire Community Pool, 520 S Main St, Cheshire, CT, 06410; Not Investment-Related; 02/15/2023; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-19
S63 Uniform Securities Agent State Law Examination 2012-08-05
  • S66 Uniform Combined State Law Examination
    2014-10-19
  • S63 Uniform Securities Agent State Law Examination
    2012-08-05

View on SEC IAPD

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