Jackie Lynn Gaines

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → Present
  Gaines Cpa'S Pllc
  Roslyn, NY
• 05/2012 → 09/2025
  Avantax Investment Services, Inc.
  Roslyn, NY
• 06/2012 → 09/2025
  Avantax Insurance Agency, Llc
  Roslyn, NY
• 11/2020 → Present
  Acorn Ponds Condominium 1
  Roslyn, NY
• 06/2012 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Huntington, NY
• 08/2025 → Present
  Gaines Advisory Services
  Huntington, NY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Huntington, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-09-09 → 2025-09-05
  Avantax Advisory Services
  Roslyn, NY
  Huntington, NY
  Dallas, TX

Other Businesses

1) Gaines CPAs PLLC 8 Frost Pond Dr Roslyn NY 11576 Tax Preparation/Accounting Other 10/1/2011 160hrs~130hrs Consulting work for tax clients 2)GAINES ADVISORY SERVICES POSITION: OWNER NATURE: SMALL BUSINESS CONSULTING INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2025 ADDRESS: 11 Meadowood Ct, Huntington NY 11743, United States DESCRIPTION: ADVISING BUSINESSES AND THEIR OWNERS ON MANAGING OPERATIONS, ACCOUNTING AND REPORTING, TAX PLANNING, AUTOMATING PROCESSESS AND IMPLEMENTATION

Exams

• S63 Uniform Securities Agent State Law Examination
  2012-01-10