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Chelsea Denise Bailey

LPl Financial LLC

Auburn, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-23
  • CA RA
    APPROVED
    Since 2024-12-23

Branch Locations

200 Auburn Folsom Rd Ste 200, Auburn, CA 95603-5031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Redding CA 07/2016 Present
Lpl Financial Llc Redding CA 11/2017 Present
  • 07/2016 → Present
    National Planning Corporation
    Redding, CA
  • 11/2017 → Present
    Redding, CA
Other Businesses

1. 11/29/2017 - AWA Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Registered Administrative Associate - Start Date 04/2011 - 160 Hours Per Month. 2. 11/29/2017 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other - Start Date 09/08/2013 - 1 Hours Per Month - Notary Public - Providing notary services, as needed. 3. 05/24/2023 - Mariner Independent Advisor Network - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date 03/31/2023 - 160 Hours Per Month/ 160 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Mariner Independent Advisor Network, LLC, an independent investment advisor firm. I started this business activity in 5/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisor firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-05-17
  • S63 Uniform Securities Agent State Law Examination
    2016-05-17
Designations

View on SEC IAPD

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