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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-10-28
  • PA RA
    APPROVED
    Since 2025-10-28

Branch Locations

1717 Arch Street, Philadelphia, PA 19103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 04/2008 12/2016
Pennsylvania House Of Representatives Harrisburg PA 01/2017 11/2018
Lincoln Financial Advisors Radnor PA 11/2018 02/2025
Osaic Wealth, Inc. Scottsdale AZ 01/2025 10/2025
Janney Montgomery Scott Llc Philadelphia PA 10/2025 Present
  • 04/2008 → 12/2016
    The Vanguard Group, Inc.
    Malvern, PA
  • 01/2017 → 11/2018
    Pennsylvania House Of Representatives
    Harrisburg, PA
  • 11/2018 → 02/2025
    Lincoln Financial Advisors
    Radnor, PA
  • 01/2025 → 10/2025
    Scottsdale, AZ
  • 10/2025 → Present
    Philadelphia, PA
Previous Registrations
  • 2025-01-24 → 2025-10-28
    Scottsdale, AZ
  • 2020-10-29 → 2025-01-24
    Osaic Fa, Inc.
    Berwyn, PA
    Radnor, PA
    Fort Wayne, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-27
S63 Uniform Securities Agent State Law Examination 2011-07-28
  • S65 Uniform Investment Adviser Law Examination
    2020-08-27
  • S63 Uniform Securities Agent State Law Examination
    2011-07-28
Other Names
  • Michael N Corr

View on SEC IAPD

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