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Raymond J Ferry

Td Private Client Wealth LLC

Exton, PA

Marlton, NJ

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-02-10
FL RA APPROVED 2021-11-09
CT RA APPROVED 2021-11-08
NY RA APPROVED 2021-11-08
DE RA APPROVED 2021-02-26
CA RA APPROVED 2021-02-24
NJ RA APPROVED 2021-02-24
PA RA APPROVED 2021-02-24
  • VT RA
    APPROVED
    Since 2025-02-10
  • FL RA
    APPROVED
    Since 2021-11-09
  • CT RA
    APPROVED
    Since 2021-11-08
  • NY RA
    APPROVED
    Since 2021-11-08
  • DE RA
    APPROVED
    Since 2021-02-26
  • CA RA
    APPROVED
    Since 2021-02-24
  • NJ RA
    APPROVED
    Since 2021-02-24
  • PA RA
    APPROVED
    Since 2021-02-24

Branch Locations

100 Iron Lake Blvd, Exton, PA 19341 • United States

336 Route 70 West 2Nd Floor, Marlton, NJ 08053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Conshohocken PA 08/2014 Present
Christopher Financial Group Conshohocken PA 08/2014 Present
Raymond James Financial Services Advisors Inc. Conshohocken PA 07/2015 Present
Td Bank N.A. Exton PA 02/2021 Present
Td Private Client Wealth Llc Exton PA 02/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-07-20
S63 Uniform Securities Agent State Law Examination 2014-05-28
  • S65 Uniform Investment Adviser Law Examination
    2015-07-20
  • S63 Uniform Securities Agent State Law Examination
    2014-05-28
Other Names
  • Rj Ferry
  • Raymond Joseph Ferry
  • Raymond Ferry

View on SEC IAPD

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Other Investors

EUAN LIVINGTON
MATTHEW J. KELLEHER
PATRICK M FARREN
BRIAN SCHWEITZER
MANDY SUE SNIDER
DOUGLAS MCALLISTER
ANDREW JAMES MASON
KYLE GADIEL

Other Offices

STRATEGIC ADVISERS LLC · EXTON, PA
COMMONWEALTH FINANCIAL NETWORK · EXTON, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EXTON, PA
COMPREHENSIVE FINANCIAL ADVISERS · EXTON, PA
COMMONWEALTH FINANCIAL NETWORK · EXTON, PA
HORNOR, TOWNSEND & KENT, LLC · EXTON, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Exton, PA
HORNOR, TOWNSEND & KENT, LLC · EXTON, PA

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