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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2016-03-01 |
| TN | RA | APPROVED | 2016-03-01 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
2031 N. Mount Juliet Rd. Suite 200, Mt. Juliet, TN 37122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hampton Park Homeowners Association | Hermitage | TN | 02/2012 | 01/2017 |
| Old Hickory Area Chamber Of Commerce | Old Hickory | TN | 01/2014 | 01/2017 |
| Notary Public For The State Of Tennessee | Old Hickory | TN | 07/2014 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 03/2016 | Present |
| Lpl Financial, Llc | Mt Juliet | TN | 03/2016 | Present |
1. 03/1/16-Notary Public for the State of TN/Notary/605 Granwood Blvd. Old Hickory, TN 37138 2. 03/31/2016; Private Advisor Group, LLC; Registered Investment Advisor; (Hybrid) Private Advisor Group, LLC; INV REL; AT REPORTED BUSINESS LOCATION(S); START DATE 3/1/2016; Advisory services provided by the RIA; TIME SPENT 100%. 3. 10/18/2017 - EPM Financial - DBA: EPM Financial (Edwards Porter Mattes Financial) - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/01/2017 - 160 Hours Per Month/120 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-02 |
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