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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2016-03-01
TN RA APPROVED 2016-03-01
  • LA RA
    APPROVED
    Since 2016-03-01
  • TN RA
    APPROVED
    Since 2016-03-01

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

2031 N. Mount Juliet Rd. Suite 200, Mt. Juliet, TN 37122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hampton Park Homeowners Association Hermitage TN 02/2012 01/2017
Old Hickory Area Chamber Of Commerce Old Hickory TN 01/2014 01/2017
Notary Public For The State Of Tennessee Old Hickory TN 07/2014 Present
Private Advisor Group, Llc Morristown NJ 03/2016 Present
Lpl Financial, Llc Mt Juliet TN 03/2016 Present
  • 02/2012 → 01/2017
    Hampton Park Homeowners Association
    Hermitage, TN
  • 01/2014 → 01/2017
    Old Hickory Area Chamber Of Commerce
    Old Hickory, TN
  • 07/2014 → Present
    Notary Public For The State Of Tennessee
    Old Hickory, TN
  • 03/2016 → Present
    Morristown, NJ
  • 03/2016 → Present
    Lpl Financial, Llc
    Mt Juliet, TN
Previous Registrations
  • 2011-08-03 → 2016-03-03
    Waddell & Reed
    Nashville, TN
    Mount Juliet, TN
Other Businesses

1. 03/1/16-Notary Public for the State of TN/Notary/605 Granwood Blvd. Old Hickory, TN 37138 2. 03/31/2016; Private Advisor Group, LLC; Registered Investment Advisor; (Hybrid) Private Advisor Group, LLC; INV REL; AT REPORTED BUSINESS LOCATION(S); START DATE 3/1/2016; Advisory services provided by the RIA; TIME SPENT 100%. 3. 10/18/2017 - EPM Financial - DBA: EPM Financial (Edwards Porter Mattes Financial) - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/01/2017 - 160 Hours Per Month/120 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-02
  • S66 Uniform Combined State Law Examination
    2011-08-02
Other Names
  • David Gerkin

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