David Elliott Adler

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-15
PA	RA	APPROVED	2010-07-13

TX RA
APPROVED_RES

Since 2020-04-15
PA RA
APPROVED

Since 2010-07-13

Branch Locations

100 Front Street Suite 600, West Conshohocken, PA 19428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	West Conshohocken	PA	06/2010	Present

06/2010 → Present

Morgan Stanley Smith Barney

West Conshohocken, PA

Other Businesses

*499652 : Trust; Investment related : Yes; Collegeville; Pennsylvania; Trust; Trustee/Co-Trustee; 11/1990; During business hours: 0; After business hours: 2

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-09-23
S63	Uniform Securities Agent State Law Examination	1998-09-08

S65 Uniform Investment Adviser Law Examination

1998-09-23
S63 Uniform Securities Agent State Law Examination

1998-09-08

View on SEC IAPD

Employer firm

Current Employers

Morgan Stanley

Disclosures

Employment History

Other Businesses

Exams

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