David Elliott Adler

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-15
PA	RA	APPROVED	2010-07-13

TX RA
APPROVED_RES

Since 2020-04-15
PA RA
APPROVED

Since 2010-07-13

Branch Locations

100 Front Street Suite 600, West Conshohocken, PA 19428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	West Conshohocken	PA	06/2010	Present

06/2010 → Present

Morgan Stanley Smith Barney

West Conshohocken, PA

Other Businesses

*499652 : Trust; Investment related : Yes; Collegeville; Pennsylvania; Trust; Trustee/Co-Trustee; 11/1990; During business hours: 0; After business hours: 2

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-09-23
S63	Uniform Securities Agent State Law Examination	1998-09-08

S65 Uniform Investment Adviser Law Examination

1998-09-23
S63 Uniform Securities Agent State Law Examination

1998-09-08

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews