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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-01-05
TX RA APPROVED_RES 2019-02-08
  • FL RA
    APPROVED
    Since 2021-01-05
  • TX RA
    APPROVED_RES
    Since 2019-02-08

Branch Locations

2553 1St Ave N, St. Petersburg, FL 33713 • United States

2200 Cabot Dr Ste 445, Lisle, IL 60532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Naperville IL 06/2015 Present
Retirement Solutions, Inc. Naperville IL 06/2015 Present
  • 06/2015 → Present
    Naperville, IL
  • 06/2015 → Present
    Retirement Solutions, Inc.
    Naperville, IL
Other Businesses

1. 06/23/2015 - RETIREMENT SOLUTIONS, INC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ NAPERVILLE, IL 2. 06/12/2023 - Retirement Solutions of Florida, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 10/01/2021 - 160 Hours Per Month/ 8 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-11
  • S66 Uniform Combined State Law Examination
    2016-03-11

View on SEC IAPD

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