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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-12-12 |
| IN | RA | APPROVED | 2024-12-11 |
Branch Locations
8888 Keystone Crossing Suite 1600, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co, Inc. | Indianapolis | IN | 05/2011 | 02/2021 |
| Thurston Springer Financial | Indianapolis | IN | 03/2021 | 09/2021 |
| Wells Fargo Clearing Services, Llc | Toledo | OH | 11/2021 | 08/2022 |
| Sanctuary Securities, Inc. | Indianapolis | IN | 08/2022 | 09/2022 |
| Sanctuary Advisors, Llc | Indianapolis | IN | 08/2022 | 09/2022 |
| Wells Fargo Clearing Services, Llc | Indianapolis | IN | 09/2022 | 09/2024 |
| Massmutual Life Insurance Co | Indianapolis | IN | 11/2024 | Present |
| Mml Investors Services, Llc | Indianapolis | IN | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-07 |
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