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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-01
OR RA APPROVED 2020-09-24
  • TX RA
    APPROVED
    Since 2022-11-01
  • OR RA
    APPROVED
    Since 2020-09-24

Branch Locations

169 W 6Th Ave Suite 102, Eugene, OR 97401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Eugene OR 12/2013 11/2019
First Allied Securities, Inc San Diego CA 11/2019 09/2022
First Allied Advisory Services, Inc. San Diego CA 11/2019 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2020
Cetera Advisors Llc Eugene OR 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2020 Present
Bright Future Wealth Management Eugene OR 03/2024 Present
Bright Future Wealth Collective Eugene OR 03/2024 Present
  • 12/2013 → 11/2019
    Ameriprise Financial Services, Inc.
    Eugene, OR
  • 11/2019 → 09/2022
    First Allied Securities, Inc
    San Diego, CA
  • 11/2019 → 11/2020
    First Allied Advisory Services, Inc.
    San Diego, CA
  • 11/2020 → 11/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Eugene, OR
  • 09/2020 → Present
    Schaumburg, IL
  • 03/2024 → Present
    Bright Future Wealth Management
    Eugene, OR
  • 03/2024 → Present
    Bright Future Wealth Collective
    Eugene, OR
Previous Registrations
  • 2019-11-18 → 2020-11-12
    First Allied Advisory Services, Inc.
    Eugene, OR
  • 2011-09-12 → 2013-12-16
    St Louis, MO
    Eugene, OR
    Eugene, OR
Other Businesses

1) EAS LLC; SOLE MEMBER; HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY; START DATE: 12/03/2019; 4 HOURS PER MONTH. 2) NAME OF OTHER BUSINESS: BRIGHT FUTURE WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 03/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: BRIGHT FUTURE WEALTH COLLECTIVE, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANGEMENT, START DATE: 05/2024, POSITION/TITLE/RELATIONSHIP: PART OWNER, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PAY OFFICE EXPENSES AND PAYROLL; 4) NAME OF OTHER BUSINESS: RED ROCK INNOVATIONS, LLC DBA GAME DAY MENS HEALTH; INVESTMENT RELATED: NO; ADDRESS: 14239 W BELL RD, STE 117, SURPRISE, AZ 85374; NATURE OF BUSINESS: MEN'S FITNESS; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: FRANCHISE ADMINISTRATOR/MINORITY OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ENSURE PAYROLL IS SUBMITTED ON TIME, BILLS ARE PAID FOR THE CLINIC WITH MINIMAL INTERACTION WITH THE CARE PROVIDERS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-15
  • S66 Uniform Combined State Law Examination
    2011-07-15
Designations
Other Names
  • Emily Ann Harvey

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