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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-01 |
| OR | RA | APPROVED | 2020-09-24 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Eugene | OR | 12/2013 | 11/2019 |
| First Allied Securities, Inc | San Diego | CA | 11/2019 | 09/2022 |
| First Allied Advisory Services, Inc. | San Diego | CA | 11/2019 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 11/2020 |
| Cetera Advisors Llc | Eugene | OR | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2020 | Present |
| Bright Future Wealth Management | Eugene | OR | 03/2024 | Present |
| Bright Future Wealth Collective | Eugene | OR | 03/2024 | Present |
1) EAS LLC; SOLE MEMBER; HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY; START DATE: 12/03/2019; 4 HOURS PER MONTH. 2) NAME OF OTHER BUSINESS: BRIGHT FUTURE WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 03/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: BRIGHT FUTURE WEALTH COLLECTIVE, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANGEMENT, START DATE: 05/2024, POSITION/TITLE/RELATIONSHIP: PART OWNER, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PAY OFFICE EXPENSES AND PAYROLL; 4) NAME OF OTHER BUSINESS: RED ROCK INNOVATIONS, LLC DBA GAME DAY MENS HEALTH; INVESTMENT RELATED: NO; ADDRESS: 14239 W BELL RD, STE 117, SURPRISE, AZ 85374; NATURE OF BUSINESS: MEN'S FITNESS; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: FRANCHISE ADMINISTRATOR/MINORITY OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ENSURE PAYROLL IS SUBMITTED ON TIME, BILLS ARE PAID FOR THE CLINIC WITH MINIMAL INTERACTION WITH THE CARE PROVIDERS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-15 |
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