Gabriel Serrano

J.P. Morgan Securities LLC

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Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-06-12
TX	RA	APPROVED	2025-06-11

FL RA
APPROVED

Since 2025-06-12
TX RA
APPROVED

Since 2025-06-11

Branch Locations

1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank, N.A.	Miami	FL	02/2011	Present
J.P. Morgan Securities Llc	Miami	FL	05/2011	Present

02/2011 → Present

Jpmorgan Chase Bank, N.A.

Miami, FL
05/2011 → Present

J.P. Morgan Securities Llc

Miami, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-06-11
S63	Uniform Securities Agent State Law Examination	2012-01-17

S65 Uniform Investment Adviser Law Examination

2025-06-11
S63 Uniform Securities Agent State Law Examination

2012-01-17

View on SEC IAPD

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