Ryan Hsu

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2011-11-17

CA RA
APPROVED

Since 2011-11-17

Branch Locations

San Marino, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Riley Group,Inc	San Marino	CA	06/2006	Present
Axa Advisors, Llc	San Diego	CA	06/2011	06/2020
Equitable Advisors, Llc	New York	NY	06/2011	Present

06/2006 → Present

The Riley Group,Inc

San Marino, CA
06/2011 → 06/2020

Axa Advisors, Llc

San Diego, CA
06/2011 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

1)Accountant The Riley Group, Inc. The Riley Group, Inc.2275 Huntington Dr. #216 San Marino CA, 91108. President Manage long term growth and operation of the business start 06/01/2006, WWW.THERILEYGROUPINC.COM2)Owner, Officer (Pres., VP, Secretary, Treasurer) The Riley Group, Inc. 2275 Huntington Dr. #216 San Marino CA, 91108. Manage long term growth and operations of the company. The company provides real estate brokerage services Signatory on The Riley Group, Inc. business start 06/01/2006 3) MyPay Solutions (payroll services) 4) Landlord, Ryan Hsu 315 Callita Pl. San Marino, CA 91108, Start Date 10/10/2022 5) Trustee of Family Trust

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-11-11

S66 Uniform Combined State Law Examination

2011-11-11

View on SEC IAPD