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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-12-20
  • VA RA
    APPROVED
    Since 2023-12-20

Branch Locations

3050 Chain Bridge Road Suite 400, Fairfax, VA 22030 • United States

Fairfax, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Jacksonville FL 04/2011 10/2017
E*Trade Securities Llc Washington DC 05/2020 03/2023
E*Trade Capital Management Llc Washington DC 05/2020 04/2023
Fairwinds Credit Union Orlando FL 10/2017 05/2020
Morgan Stanley Washington, Dc DC 01/2023 03/2023
Pnc Investments Woodbridge VA 04/2023 11/2023
Cuso Financial Services, L.P. Orlando FL 10/2017 04/2020
Tiaa Fairfax VA 12/2023 Present
Tiaa-Cref Individual & Institutional Services, Ll Fairfax VA 12/2023 Present
Harrisdirect Llc Washington DC 05/2020 03/2023
  • 04/2011 → 10/2017
    Fidelity Brokerage Services, Llc
    Jacksonville, FL
  • 05/2020 → 03/2023
    E*Trade Securities Llc
    Washington, DC
  • 05/2020 → 04/2023
    E*Trade Capital Management Llc
    Washington, DC
  • 10/2017 → 05/2020
    Fairwinds Credit Union
    Orlando, FL
  • 01/2023 → 03/2023
    Morgan Stanley
    Washington, Dc, DC
  • 04/2023 → 11/2023
    Pnc Investments
    Woodbridge, VA
  • 10/2017 → 04/2020
    Cuso Financial Services, L.P.
    Orlando, FL
  • 12/2023 → Present
    Tiaa
    Fairfax, VA
  • 12/2023 → Present
    Tiaa-Cref Individual & Institutional Services, Ll
    Fairfax, VA
  • 05/2020 → 03/2023
    Harrisdirect Llc
    Washington, DC
Previous Registrations
  • 2023-04-19 → 2023-11-24
    Woodridge, VA
    Potomac, MD
    Woodbridge,, VA
    Centreville, VA
  • 2020-06-03 → 2023-04-21
    Harrisdirect Llc
    Washington, DC
    Washington, DC
    Arlington, VA
  • 2017-10-20 → 2020-04-17
    Cuso Financial Services, L.P.
    Orlando, FL
    San Diego, CA
  • 2012-04-11 → 2017-10-16
    Reston, VA
    Jacksonville, FL
    Jacksonville, FL
    Altamonte Springs, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-09
S63 Uniform Securities Agent State Law Examination 2011-07-21
  • S66 Uniform Combined State Law Examination
    2012-04-09
  • S63 Uniform Securities Agent State Law Examination
    2011-07-21
Other Names
  • Garrett Dunlap

View on SEC IAPD

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