Katherine Emma Kula

Employer firm

Basepoint Wealth, LLC CRD 289538

$884M regulatory AUM 22 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Periodicals / newsletters
Educational seminars
TAX & ACCOUNTING

From the firm’s Form ADV. Read the guides:

Current Employers

Basepoint Wealth, Llc

4700 N. River Blvd Ne, Cedar Rapids, IA 52411 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2017-10-10

IA RA
APPROVED

Since 2017-10-10

Branch Locations

4700 N. River Blvd Ne, Cedar Rapids, IA 52411 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Cedar Rapids	IA	05/2011	10/2017
Basepoint Wealth, Llc	Cedar Rapids	IA	10/2017	Present

05/2011 → 10/2017

Ameriprise Financial Services, Inc.

Cedar Rapids, IA
10/2017 → Present

Basepoint Wealth, Llc

Cedar Rapids, IA

Previous Registrations

2016-02-18 → 2017-10-11

Ameriprise Financial Services, Llc

Cedar Rapids, IA

Other Businesses

Basepoint Tax & Accounting LLC; Partner; investment related: No; 4144 Golf Street NE, Cedar Rapids, IA 52402; Basepoint Tax & Accounting LLC is an accounting firm that handles bookkeeping, payroll, accounting, and tax preparation for its client base; Duties: Leadership and management; 2021-06-30; Hours devoted to business during trading hours: 5; Hours devoted to business outside trading hours: 5;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-10-02

S66 Uniform Combined State Law Examination

2014-10-02

Other Names

Katie Ortgies
Katherine Kula
Katie Kula
Katherine Emma Ortgies

View on SEC IAPD