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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-02-01 |
| OH | RA | APPROVED | 2017-01-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Briggs Financial Group, Llc | Wooster | OH | 02/2011 | 01/2017 |
| Voya Financial Advisors | Wooster | OH | 09/2014 | 01/2017 |
| Lpl Financial Llc | Wooster | OH | 01/2017 | Present |
| Stratos Wealth Partners, Ltd | Wooster | OH | 01/2017 | Present |
1) 1/26/2017- Stratos Wealth Partners- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100%. 2) 1/26/2017 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 3) 2/9/2017 - Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 01/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Stratos Wealth Partners, an independent investment advisor firm. I started this business activity in 1/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 6/12/2017: Boreman, Norton, Cook Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 06/12/2017 - 180 Hours Per Month During Securities Trading. 5) 6/26/2017 - Boreman, Norton, Cook Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - LICENSED ADMIN - Start 06/12/2017 - 180 Hours Per Month During Securities Trading.
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