Andrew S. Winters

Current Employers

Employment History

• 05/2011 → 06/2020
  Avantax Investment Services
  Carthage, IN
• 06/2020 → Present
  Lpl Financial Llc
  Greenfield, IN

Previous Registrations

• 2014-07-28 → 2020-07-15
  Avantax Advisory Services
  Greenfield, IN
  Greenfield, IN

Other Businesses

1)01/2014 - TAX PREP/ACCOUNTING/CPA - WINTERS FINANCIAL GROUP - 50% - INVESTMENT RELATED - GREENFIELD, IN 46140 2)01/2014 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - WINTERS FINANCIAL GROUP - INVESTMENT RELATED - GREENFIELD, IN 46140 3)08/2019 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - WINTERS WEALTH MANAGEMENT - 0% - NOT INVESTMENT RELATED - GREENFIELD, IN 46140 4)09/2015 - REAL ESTATE RENTAL - PARK CITY JOINT VENTURES, LLC - 556 DEER VALLEY LOOP RD PARK CITY, UT 84060 - 5% - INVESTMENT RELATED - PARK CITY, UT 84060 5)03/2020 - REAL ESTATE RENTAL - MOANA PARADISE, LLC - 4460 NEHE RD UNIT 308 LIHUE, HI 96766 - 5% - INVESTMENT RELATED - LIHUE, HI 96766 6)01/2014 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - WINTERS CPA GROUP - 0% - NOT INVESTMENT RELATED - GREENFIELD, IN 46140 7) 2/10/2021 - Gulf Paradise LLC - Investment Related - Sanibel, FL 33957 - Real Estate Rental - Owner - Started 01/22/2021 - 30 Hours Per Month/0 Hours During Securities Trading. 8) 3/30/2021 - The Lion and the Tin Man LLC - Investment Related - 1111 E Main St, Greenfield IN 46140 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - Started 03/12/2019 - 1 Hour Per Month/0 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-07-09
• S63 Uniform Securities Agent State Law Examination
  2011-09-08

Other Names

• Winters S Andrew
• Winters S. Andrew