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1995 East Rum River Drive S, Cambridge, MN 55008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-10-17 |
| SC | RA | APPROVED | 2024-07-08 |
| WI | RA | APPROVED | 2024-02-20 |
| MN | RA | APPROVED | 2014-01-15 |
Branch Locations
1995 East Rum River Drive S, Cambridge, MN 55008 • United States
1950 Northwestern Ave #106, Stillwater, MN 55082 • United States
1995 East Rum River Drive S, Cambridge, MN 55008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-01-15 |
Branch Locations
1995 East Rum River Drive S., Cambridge, MN 55008 • United States
1950 Northwestern Avenue #106, Stillwater, MN 55082 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Efs Advisors | Cambridge | MN | 05/2011 | Present |
| Advanced Advisor Group Llc | Cambridge | MN | 05/2011 | Present |
Higgins Financial LLC, INV, Stillwater, MN, 55082, Tax Purposes and Pass-Through Entity, President, 3/25/2015 Minimal, approximately 5 inv hrs/mo for administrative tasks, 1-2 trading hrs, Higgins Financial LLC is established for tax purposes to facilitate compensation for 1099 employee services. It functions as a pass-through entity for business-related activities associated with EFS Advisors. The LLC does not engage in any separate or additional business activities beyond this function. There is no direct compensation. Rental property; Not Inv Related; Lino Lakes, MN; Rental; Landlord; Owner; Start: 12/21/25; 2-4 hrs/mo; 0 securities hrs; Finding renters, paying owner expenses, maintaining property.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-06-04 |
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