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Pfs Investments Inc. CRD 10111
$15.5B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Primerica Parkway, Duluth, GA 30099-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2019-10-18 |
Branch Locations
Holly Springs, GA • United States
1 Primerica Parkway, Duluth, GA 30099 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Smyrna | GA | 01/2014 | 02/2018 |
| Td Ameritrade, Inc. | Sandy Springs | GA | 02/2018 | 08/2019 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 08/2019 |
| Primerica Financial Services | Duluth | GA | 10/2019 | Present |
Management/Operations of investment-related products
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-27 |
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