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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-05-26 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
21515 Hawthorne Blvd. Second Floor Gg, Torrance, CA 90503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Planmember Securities Corporation | Carpinteria | CA | 10/2012 | 05/2017 |
| Surety Investment Services | Los Angeles | CA | 09/2012 | 05/2017 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 05/2017 | Present |
THE GALEB GROUP Is Investment Related, "21515 Hawthorne Blvd., Suite 200, Torrance, CA, 90503, United States", "FIXED/LIFE INSURANCE, LONG-TERM CARE INSURANCE, DBA ", "Financial Professional, Agent", 2017-05-01, 160 hours per month, 160 hours per month during trading hours, Commission Compensation, "Securities DBA, Insurance Sales"
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-28 |
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