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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2017-03-25
  • SC RA
    APPROVED
    Since 2017-03-25

Branch Locations

135 S. Main Street Suite 800, Greenville, SC 29601 • United States

Taylors, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Greenville SC 05/2011 03/2017
Massmutual Life Insurance Co Greenville SC 07/2016 Present
Mml Investors Services, Llc Greenville SC 03/2017 Present
  • 05/2011 → 03/2017
    Metlife Securities Inc
    Greenville, SC
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Greenville, SC
  • 03/2017 → Present
    Greenville, SC
Previous Registrations
  • 2011-10-10 → 2017-03-25
    Msi Financial Services, Inc.
    Greenville, SC
Other Businesses

NAME: RICKY D. GARNER INV REL: Y ADD: 135 S. MAIN ST, SUITE 800, GREENVILLE, SC 29601 NATURE: NONMMLIA - GROUP HEALTH AND ANCILLARY BENEFITS POSITION: PRODUCER START DATE: APPROX. 8/14 No. HR/MO: 1. No. HR/MO DURING SEC TRADING: 1.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-10-04
S65 Uniform Investment Adviser Law Examination 2011-09-20
  • S63 Uniform Securities Agent State Law Examination
    2011-10-04
  • S65 Uniform Investment Adviser Law Examination
    2011-09-20
Other Names
  • Ricky D Garner
  • Ricky Garner

View on SEC IAPD

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