Todd Panto

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2011 → 04/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mt. Laurel, NJ
• 06/2011 → 04/2022
  Bank Of America, N.A.
  Mount Laurel, NJ
• 04/2022 → Present
  Lpl Financial Llc
  Pitman, NJ

Previous Registrations

• 2011-07-05 → 2022-04-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mount Laurel, NJ

Other Businesses

1) 01/14/2022 - Main Street Investment Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 04/2022 - 160 Hr/Mth 2) 01/14/2022 - Real Estate Rental - Owner - Inv Rel - Vero Beach, FL - Start: 11/2021 - 1 Hr/Mth 3) 09/28/2022 - Todd Panto LLC - Not Investment Related - At Reported Business Location(s) - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 09/14/2022 - 40 Hours Per Month/40 Hours During Securities Trading 4) 04/06/2023 - Medicare Coach LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 01/05/2023 - 2 Hours Per Month/0 Hours During Securities Trading 5) 12/13/2023 - 6146 7TH STREET LLC - Real Estate Rental - Investment Related - Vero Beach, FL - Start Date 01/01/2024 - 1 Hour Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2011-07-02