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Andrew S. Wesner

LPl Financial LLC

Muskegon, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-01-26
MI RA APPROVED 2010-07-07
  • TX RA
    APPROVED_RES
    Since 2017-01-26
  • MI RA
    APPROVED
    Since 2010-07-07

Branch Locations

800 Ellis Road # 528, Muskegon, MI 49441 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Muskegon MI 05/2003 Present
Previous Registrations
Other Businesses

1- 11/07/2024 - Pinnacle Investment Group, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/01/2003 - 40 Hours Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-06-13
  • S66 Uniform Combined State Law Examination
    2000-06-13

View on SEC IAPD

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