Isaiah Alexander Real

Employer firm

Laguna Wealth Advisors, LLC CRD 167847

$161M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Laguna Wealth Advisors, Llc

Dana Point, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2017-12-04

CA RA
APPROVED

Since 2017-12-04

Branch Locations

Dana Point, CA • United States

300 Spectrum Center, Suite 400, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Miramontes Capital, Llc	Irvine	CA	07/2015	12/2017
Purshe Kaplan Sterling Investments, Inc.	Albany	NY	12/2015	12/2017
Laguna Wealth Advisors, Llc	Aliso Viejo	CA	12/2017	Present

07/2015 → 12/2017

Miramontes Capital, Llc

Irvine, CA
12/2015 → 12/2017

Purshe Kaplan Sterling Investments, Inc.

Albany, NY
12/2017 → Present

Laguna Wealth Advisors, Llc

Aliso Viejo, CA

Previous Registrations

2015-08-05 → 2018-01-02

Miramontes Capital, Llc

Newport Beach, CA
2015-01-05 → 2015-07-28

Ubs Financial Services Inc.

Brea, CA

Other Businesses

California State University, Fullerton Alumni Association-Not investment related-George G. Gullener Alumni House PO Box 6826, Fullerton, CA 92834-Alumni Networking-CSUF Alumni Finance Association-President-9/1/2016-8-10 hrs/mth-0 during trading hrs-Helps alumni get involved with the business school and its students and to encourage students to interact with alumni.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-01-05

S66 Uniform Combined State Law Examination

2015-01-05

Other Names

Isaiah Real

View on SEC IAPD