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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-10-26
GA RA APPROVED 2014-08-04
  • TX RA
    APPROVED_RES
    Since 2020-10-26
  • GA RA
    APPROVED
    Since 2014-08-04

Branch Locations

3250 Riverwood Parkway, Atlanta, GA 30339 • United States

1025 Virginia Avenue, Atlanta, GA 30354 • United States

285 Center Pointe Pkwy, Stockbridge, GA 30265 • United States

2627 Dallas Hwy Sw, Marietta, GA 30064 • United States

285 Molly Lane, Woodstock, GA 30189 • United States

1205 Johnson Ferry Rd Ste 108, Marietta, GA 30068 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Delta Community Credit Union Atlanta GA 10/2008 Present
Lpl Financial Llc Atlanta GA 07/2014 Present
  • 10/2008 → Present
    Delta Community Credit Union
    Atlanta, GA
  • 07/2014 → Present
    Atlanta, GA
Previous Registrations
  • 2012-08-06 → 2014-08-04
    Cuna Brokerage Services, Inc.
    Atlanta, GA
Other Businesses

1)7/31/14-DELTA COMMUNITY RETIREMENT & INVESTMENT SERVICES/DBA FOR LPL BUSINESS/100%/ATLANTA, GA 2) 04/07/2017 - Members Trust Company - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Trust Liaison Officer - Start Date 04/01/2017 - 1 Hour Per Month/0 Hours During Trading. 3) 6/23/2017 - Delta Air Lines - Not Investment Related - 1030 Delta Boulevard, Atlanta, GA 30354 - Outside/W-2 Employment - Baggage Service Agent - Started 06/12/2017- 32 Hours Per Month/0 Hours During Securities Trading. 4) 7/26/2018 - Ash Brokerage - Investment Related - Delta Community Credit Union: At Reported Business Location(s) - Non-Variable Insurance - Start Date: 08/01/2014 - 2 Hours Per Month/2 Hours During Securities Trading - Term and whole life.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-02
  • S66 Uniform Combined State Law Examination
    2012-08-02
Designations

View on SEC IAPD

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