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Money Concepts Capital Corp CRD 12963
$4.07B regulatory AUM 1,108 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 Jog Road, Palm Beach Gardens, FL 33418 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2018-04-20 |
Branch Locations
11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES
11440 Jog Road, Palm Beach Gardens, FL 33418 • United States
2985 Gordy Parkway, Marietta, GA 30066 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equity Services Inc. | Montpelier | VT | 06/2012 | 04/2018 |
| National Financial Services Group | Atlanta | GA | 06/2012 | 04/2018 |
| National Life Group | Montpelier | VT | 06/2012 | 04/2018 |
| Money Concepts Capital Corp. | Palm Beach Gardens | FL | 04/2018 | Present |
1. INDEPENDENT BROKER AGENT. INSURANCE INVESTMENT RELATED. HEALTH. DI. 80 TOTAL HRS/MO. 2. AMERICAN LEGION PART 29. 921 GRESHAM AVE NE, MARIETTA, GA 30060. NON-INVESTMENT RELATED. START DATE 08/2017. MEMBER OF THE INVESTMENT COMMITTEE. PARTICIPATING AS A COMMITTEE TO MANAGE THE PAST'S INVESTMENTS PORTFOLIO. VOLUNTEER. 1 TOTAL HR/MONTH. 1 HR DURING SECURITIES TRADING HOURS. 3. PRONETWORKER. 3330 CUMBERLAND BLVD. #500. ATLANTA. GA, 30339. NON-INVESTMENT RELATED. START DATE 05/15. VOLUNTARY UNCOMPENSATED POSITION. HOSTLING A MONTHLY NETWORKING EVENT. COORDINATING VENDORS. NETWORKING. NOT COMPENSATION. 8 TOTAL HR/ MONTH. 4 HRS DURING SECURITIES TRADING HOURS. 4. BUSINESS NETWORKING INTERNATIONAL (BNI). 840 HARBOR, ROSSWELL, GA 30075. NON-INVESTMENT RELATED. START DATE JUNE 2007. AREA DIRECTOR CONSULTANT. ACT AS A LIASION BETWEEN SEVERAL LOCAL CHAPTERS AND FRANCHISE MANAGEMENT. NETWORKING. ANNUAL FEES WAIVED. 19 TOTAL HR/ MONTH. 4 HR DURING SECURITIES TRADING HOURS. 5. ALLATOONA ACCENTS. NON-INVESTMENT RELATED. START DATE 02/2014. CO-OWNER. CRAFTING WOODER ARTICLES FOR WIFE TO SELL ONLINE. WOODWORKING. 40 TOTAL HR/ MONTH. ZERO HR DURING SECURITIES TRADING HOURS. 6. Varnadoe Holdings, Inc., 2987 Gordy Pkwy., Marietta GA 30066, DBA, Officer, Non-investment related, 1-10% time spent on activity during non-securities hrs. 7. DJ Trivia, since 3/9/2023, 921 Gresham Ave. NE, Marietta, GA 30060. Employee, DJ, Entertainment, Non-investment related, 1-10% time spent on activity during non-securities hrs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-27 |
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