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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-04-20
  • GA RA
    APPROVED
    Since 2018-04-20

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

2985 Gordy Parkway, Marietta, GA 30066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equity Services Inc. Montpelier VT 06/2012 04/2018
National Financial Services Group Atlanta GA 06/2012 04/2018
National Life Group Montpelier VT 06/2012 04/2018
Money Concepts Capital Corp. Palm Beach Gardens FL 04/2018 Present
  • 06/2012 → 04/2018
    Montpelier, VT
  • 06/2012 → 04/2018
    National Financial Services Group
    Atlanta, GA
  • 06/2012 → 04/2018
    National Life Group
    Montpelier, VT
  • 04/2018 → Present
    Palm Beach Gardens, FL
Previous Registrations
  • 2012-06-25 → 2018-04-10
    Sandy Springs, GA
  • 2011-10-28 → 2012-06-29
    Resource Horizons Investment Advisory, Inc.
    Cartersville, GA
    Woodstock, GA
Other Businesses

1. INDEPENDENT BROKER AGENT. INSURANCE INVESTMENT RELATED. HEALTH. DI. 80 TOTAL HRS/MO. 2. AMERICAN LEGION PART 29. 921 GRESHAM AVE NE, MARIETTA, GA 30060. NON-INVESTMENT RELATED. START DATE 08/2017. MEMBER OF THE INVESTMENT COMMITTEE. PARTICIPATING AS A COMMITTEE TO MANAGE THE PAST'S INVESTMENTS PORTFOLIO. VOLUNTEER. 1 TOTAL HR/MONTH. 1 HR DURING SECURITIES TRADING HOURS. 3. PRONETWORKER. 3330 CUMBERLAND BLVD. #500. ATLANTA. GA, 30339. NON-INVESTMENT RELATED. START DATE 05/15. VOLUNTARY UNCOMPENSATED POSITION. HOSTLING A MONTHLY NETWORKING EVENT. COORDINATING VENDORS. NETWORKING. NOT COMPENSATION. 8 TOTAL HR/ MONTH. 4 HRS DURING SECURITIES TRADING HOURS. 4. BUSINESS NETWORKING INTERNATIONAL (BNI). 840 HARBOR, ROSSWELL, GA 30075. NON-INVESTMENT RELATED. START DATE JUNE 2007. AREA DIRECTOR CONSULTANT. ACT AS A LIASION BETWEEN SEVERAL LOCAL CHAPTERS AND FRANCHISE MANAGEMENT. NETWORKING. ANNUAL FEES WAIVED. 19 TOTAL HR/ MONTH. 4 HR DURING SECURITIES TRADING HOURS. 5. ALLATOONA ACCENTS. NON-INVESTMENT RELATED. START DATE 02/2014. CO-OWNER. CRAFTING WOODER ARTICLES FOR WIFE TO SELL ONLINE. WOODWORKING. 40 TOTAL HR/ MONTH. ZERO HR DURING SECURITIES TRADING HOURS. 6. Varnadoe Holdings, Inc., 2987 Gordy Pkwy., Marietta GA 30066, DBA, Officer, Non-investment related, 1-10% time spent on activity during non-securities hrs. 7. DJ Trivia, since 3/9/2023, 921 Gresham Ave. NE, Marietta, GA 30060. Employee, DJ, Entertainment, Non-investment related, 1-10% time spent on activity during non-securities hrs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-27
  • S66 Uniform Combined State Law Examination
    2011-10-27
Other Names
  • Beau Varnadoe
  • Harvey Eschol Varnadoe
  • Harvey Eschol Varnadoe

View on SEC IAPD

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