Best Investors Account Sign in
Inactive

Michael Booth Littledike

Capita Financial Network, LLC

Sandy, UT

CRD 5917320

Claim This Profile
Employer firm

Capita Financial Network, LLC CRD 290558

$2.32B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Capita Financial Network, Llc

14658 S. Bangerter Pkwy Ste 300, Draper, UT 84020 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-07-10
UT RA APPROVED 2018-02-16
  • TX RA
    APPROVED_RES
    Since 2018-07-10
  • UT RA
    APPROVED
    Since 2018-02-16

Branch Locations

9980 South 300 West Suite 140, Sandy, UT 84070 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mbl Financial, Llc Highland UT 01/2005 Present
Allegis Investment Advisers, Llc Fka Bowengroup Advisors Llc Idaho Falls ID 02/2013 06/2018
Capita Financial Network, Llc Sandy UT 02/2018 Present
  • 01/2005 → Present
    Mbl Financial, Llc
    Highland, UT
  • 02/2013 → 06/2018
    Allegis Investment Advisers, Llc Fka Bowengroup Advisors Llc
    Idaho Falls, ID
  • 02/2018 → Present
    Sandy, UT
Previous Registrations
  • 2013-02-12 → 2019-04-09
    Allegis Investment Advisors, Llc
    Sandy, UT
    Idaho Falls, ID
  • 2012-03-30 → 2013-10-10
    Capita Financial Network, Llc
    Sandy, UT
Other Businesses

1. MBL Financial, Highland, UT, President, not investment related, personal LLC for tax purposes, 1 hour/month, 0 hours during securities trading hours 2. The Riv LLC, Camp Wood, TX, President, not investment related, recreational business, 2 hour/month, 0 hours during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-04
  • S65 Uniform Investment Adviser Law Examination
    2011-06-04

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Sandy, UT

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor