Justin Appel

First Trust Advisors LP

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Current Employers

First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-02-05
IL	RA	APPROVED	2025-01-06

FL RA
APPROVED

Since 2025-02-05
IL RA
APPROVED

Since 2025-01-06

Branch Locations

Miami, FL • United States

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Natixis Global Asset Management	San Francisco	CA	03/2015	08/2019
Dws Distributors, Inc	Chicago	IL	08/2019	09/2024
First Trust Portfolios L.P.	Wheaton	IL	09/2024	Present
First Trust Advisors L.P.	Wheaton	IL	09/2024	Present

03/2015 → 08/2019

Natixis Global Asset Management

San Francisco, CA
08/2019 → 09/2024

Dws Distributors, Inc

Chicago, IL
09/2024 → Present

First Trust Portfolios L.P.

Wheaton, IL
09/2024 → Present

First Trust Advisors L.P.

Wheaton, IL

Previous Registrations

2016-08-11 → 2019-08-06

Natixis Advisors, Llc

Santa Monica, CA

San Francisco, CA

Boston, MA

Santa Monica, CA

Santa Monica, CA
2014-04-24 → 2015-03-19

Capital Client Group, Inc.

Irvine, CA
2011-09-23 → 2014-03-18

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Delray Beach, FL

Delray Beach, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-12-27
S66	Uniform Combined State Law Examination	2011-09-17

S65 Uniform Investment Adviser Law Examination

2024-12-27
S66 Uniform Combined State Law Examination

2011-09-17

Other Names

Justin Appel
Justin Scott Appel

View on SEC IAPD

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