Douglas Reed Mitchell

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 06/2017
  Swbc Investment Services Llc
  San Antonio, TX
• 07/2017 → 05/2022
  Cuna Brokerage Services, Inc
  Waverly, IA
• 07/2017 → 05/2023
  Cuna Mutual Group
  Waverly, IA
• 05/2022 → 05/2023
  Lpl Financial Llc
  Austin, TX
• 05/2023 → 06/2024
  Securities America, Inc.
  Austin, TX
• 05/2023 → 06/2024
  Securities America Advisors
  Austin, TX
• 06/2024 → Present
  Osaic Wealth, Inc.
  San Antonio, TX

Previous Registrations

• 2023-06-01 → 2024-06-14
  Securities America Advisors, Inc.
  Austin, TX
• 2022-05-18 → 2023-06-16
  Lpl Financial Llc
  Austin, TX
  Leander, TX
  Austin, TX
  Austin, TX
  Round Rock, TX
• 2017-07-20 → 2022-05-18
  Cuna Brokerage Services, Inc.
  Round Rock, TX
  Leander, TX
  Austin, TX
  Waverly, IA
  Austin, TX
  Austin, TX
  Austin, TX
• 2014-01-03 → 2017-07-11
  Swbc Investment Company
  San Antonio, TX
  Austin, TX

Other Businesses

1. SYMMETRY FINANCIAL SOLUTIONS POSITION: Financial Advisor NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 06/01/2023 ADDRESS: 8918 Tesoro Dr, Suite 200, Office 214, San Antonio TX 78217, United States DESCRIPTION: sale of insurance products when they are suitable for the clients needs 2. DOUG M LLC INC. POSITION: Owner NATURE: This is the subchapter S corporation that I use to manage my financial practice. It is not held out to the public in any way. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/19/2024 ADDRESS: 8415 Ephraim Rd, Austin TX 78717-5444, United States DESCRIPTION: This is the company that I use to pay myself a salary and pay the expenses to run my financial practice. I pay myself $60,000 per year salary and use ADP payroll service. I use the company to buy healthcare and pay for business expenses. I transfer my commissions from my a personal checking account that is exclusively for my commissions into a checking or savings account that is set up for the company. 3. HEROES RESOURCE CENTER POSITION: Board Member NATURE: Heroes Resource Center is a registered 501 (c) 3 Non-Profit EIN: [REDACTED] Heroes Resource Center is a non-profit community-based organization that is dedicated to providing resources and services to Veterans, Service Members, and their families in a safe, family-friendly environment. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2026 ADDRESS: 1150 S. Bell Blvd., Bldg 5, Cedar Park TX 78613, United States DESCRIPTION: as a board member I would be involved in the decision making, direction, leadership, and guidance for the organization

Exams

• S66 Uniform Combined State Law Examination
  2013-12-30
• S63 Uniform Securities Agent State Law Examination
  2011-12-13

Other Names

• Douglas R Mitchell