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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2020-09-11
  • WI RA
    APPROVED
    Since 2020-09-11

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Leawood, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Leawood KS 06/2013 10/2018
Northwestern Mutual Investment Services Llc Milwaukee WI 12/2018 Present
Ryan George Leawood KS 10/2018 08/2020
Northwestern Mutual Wealth Management Company Milwaukee WI 07/2020 08/2020
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2020 12/2025
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2026 Present
  • 06/2013 → 10/2018
    Unemployed
    Leawood, KS
  • 12/2018 → Present
    Milwaukee, WI
  • 10/2018 → 08/2020
    Ryan George
    Leawood, KS
  • 07/2020 → 08/2020
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 09/2020 → 12/2025
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2026 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-28
  • S66 Uniform Combined State Law Examination
    2019-02-28
Other Names
  • Victoria Ulery
  • Victoria L Messman
  • Victoria Ulery
  • Victoria Lynn Messman
  • Vickie Messman

View on SEC IAPD

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