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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-07-12
CA RA APPROVED 2014-06-10
  • TX RA
    APPROVED_RES
    Since 2017-07-12
  • CA RA
    APPROVED
    Since 2014-06-10

Branch Locations

3059 Townsgate Rd 4Th Fl, Ste 400, Westlake Village, CA 91361 • United States

Simi Valley, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Westlake Village CA 01/2014 11/2016
Wells Fargo Clearing Services, Llc Westlake Village CA 11/2016 Present
Other Businesses

SOUTHERN CALIFORNIA YOUTH RUGBY; NOT INV RELATED; SAN JUAN CAPISTRANO, CA; SPORTS REFEREE; START DATE 1/2/2025; 8 HRS PER MONTH; 0 HRS DURING TRADING; OFFICIATING YOUTH RUGBY UNION GAMES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-10
S63 Uniform Securities Agent State Law Examination 2012-05-21
  • S66 Uniform Combined State Law Examination
    2014-06-10
  • S63 Uniform Securities Agent State Law Examination
    2012-05-21
Other Names
  • Michael Dare
  • Michael T Dare

View on SEC IAPD

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