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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-07-12 |
| CA | RA | APPROVED | 2014-06-10 |
Branch Locations
3059 Townsgate Rd 4Th Fl, Ste 400, Westlake Village, CA 91361 • United States
Simi Valley, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Westlake Village | CA | 01/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Westlake Village | CA | 11/2016 | Present |
SOUTHERN CALIFORNIA YOUTH RUGBY; NOT INV RELATED; SAN JUAN CAPISTRANO, CA; SPORTS REFEREE; START DATE 1/2/2025; 8 HRS PER MONTH; 0 HRS DURING TRADING; OFFICIATING YOUTH RUGBY UNION GAMES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-21 |
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