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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-04
  • TX RA
    APPROVED
    Since 2021-02-04

Branch Locations

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Propser, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Huntington Investment Company Columbus OH 04/2011 02/2021
Prospera Financial Services Inc. Dallas TX 02/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-22
  • S66 Uniform Combined State Law Examination
    2013-08-22

View on SEC IAPD

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