Christopher Michael Brostrom

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → 07/2021
  Waddell & Reed, Inc.
  Lincoln, NE
• 06/2012 → 07/2021
  Various Insurance Carriers For W & R Insurance Agencies
  Lincoln, NE
• 02/2014 → 07/2021
  Dennis Duckworth
  Lincoln, NE
• 03/2015 → 07/2021
  Rink & Rolf
  Lincoln, NE
• 07/2021 → 04/2025
  Lpl Financial Llc
  Lincoln, NE
• 04/2025 → Present
  Carson Group
  Omaha, NE
• 04/2025 → Present
  Cwm, Llc
  Omaha, NE

Previous Registrations

• 2021-07-21 → 2025-04-21
  Lpl Financial Llc
  Lincoln, NE
  Savage, MN
• 2012-05-23 → 2021-07-21
  Waddell & Reed
  Savage, MN
  Lincoln, NE

Other Businesses

NAME OF BUSINESS: Lincoln East Rotary Club NATURE: Service Club Organization START: 7/1/2024 POSITION: President APPX. HRS/MONTH: 7 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 100 DUTIES: Operate the weekly club meeting as well as lead a monthly board meeting with issues concerning the club.

Exams

• S66 Uniform Combined State Law Examination
  2012-05-21

Designations

• Certified Financial Planner

Other Names

• Chris Brostrom