Lewis Nolen Lamberth

Stifel, Nicolaus & Company, Incorporated

CRD 5916248

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2014-05-13
TX	RA	APPROVED	2014-05-13

AL RA
APPROVED

Since 2014-05-13
TX RA
APPROVED

Since 2014-05-13

Branch Locations

2607 East Glenn Avenue, Auburn, AL 36830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Birmingham	AL	05/2014	Present

05/2014 → Present

Stifel Nicolaus & Co Inc

Birmingham, AL

Previous Registrations

2011-07-11 → 2014-05-14

Wells Fargo Clearing Services, Llc

Montgomery, AL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-07-08

S66 Uniform Combined State Law Examination

2011-07-08

Other Names

Nolen Lamberth

View on SEC IAPD

Nearby Firms

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

COLLECTIVE CAPITAL VENTURES

STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

BRADLEY CHARLES WILSON

MATTHEW RICHARDSON CLEGG

KEITH LEDON PRIDGEN

Nearby Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Auburn, AL

COLLECTIVE CAPITAL VENTURES · AUBURN, AL

STATE FARM INVESTMENT MANAGEMENT CORP. · Auburn, AL

More in Auburn, AL

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