Christopher Oerman

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 03/2020
  Western Growers Financial Services
  Irvine, CA
• 08/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Walnut Creek, CA
• 08/2020 → Present
  Bank Of America, N.A.
  Walnut Creek, CA
• 04/2020 → 08/2020
  Not Employed
  Irvine, CA

Previous Registrations

• 2016-08-10 → 2020-04-02
  Western Growers Financial Services, Inc.
  Irvine, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-08-10
• S63 Uniform Securities Agent State Law Examination
  2012-06-25

Other Names

• Christopher J Oerman