Robert Dunn

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2016-04-27

NJ RA
APPROVED

Since 2016-04-27

Branch Locations

1100-1800 American Blvd Central Business Review Unit, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Hopewell	NJ	04/2011	Present

04/2011 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hopewell, NJ

Other Businesses

I*4418272 Entity Type: Fiduciary role Name of OBA: M. D. Address: Westampton, New Jersey, 8060 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/15/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Power of Attorney/Spouse

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-04-21

S66 Uniform Combined State Law Examination

2016-04-21

View on SEC IAPD