James Curtis Lepp

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 05/2016 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2015-01-02 → 2016-04-28
  Msi Financial Services, Inc.
  Cumming, GA
  Atlanta, GA
• 2011-09-14 → 2015-01-02
  New England Securities
  Atlanta, GA
  Cumming, GA
  Atlanta, GA

Other Businesses

1) INDEPENDENT INSURANCE AGENT, 166 RIDGEWOOD DR WALESKA GA, 9/2011, SELLING LIFE & HEALTH PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 20 HR/MO 16 HR/MO TRADING 2) TRINITY FINANCIAL PLANNING, 166 RIDGEWOOD DR WALESKA GA, 03/2018, OWNER, FINANCIAL ADVISOR, NIR, 10HRS/MO 4HRS/TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 05/2016, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING 4) TRINITY FINANCIAL PLANNING, 166 Ridgewood Dr., Waleska GA 30183, United States, 05/02/2016, IAR, DBA Name, INV REL, 160HRS/MO 120HRS/TRADING

Exams

• S66 Uniform Combined State Law Examination
  2011-07-07

Designations

• Certified Financial Planner

Other Names

• Jim Lepp
• Jim C Lepp
• James C. Lepp