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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-10-23
NE RA APPROVED 2014-08-28
  • TX RA
    APPROVED_RES
    Since 2017-10-23
  • NE RA
    APPROVED
    Since 2014-08-28

Branch Locations

13710 Fnb Pkwy Ste 100, Omaha, NE 68154-5298 • United States

Omaha, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Omaha NE 04/2011 03/2020
Ameriprise Financial Services, Llc Omaha NE 03/2020 Present
Other Businesses

Board of Directors; Omaha1861; Vice President; 6216 N 155th St, , Omaha, NE, 68116; Not Investment-Related; 04/01/2025; 0 hours per month; 0 during trading hours. Outside Employment; Door Dash; delivery driver - deliver food; ; 6216 N 155th St, , Omaha, NE, 68116; Not Investment-Related; 08/06/2021; 1 to 9 hours per month; 0 during trading hours / Spark; Deliver grocery orders; Delivery driver; 16960 W Maple Rd, , Omaha, NE, 68116; Not Investment-Related; 06/01/2023; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-28
  • S66 Uniform Combined State Law Examination
    2014-08-28

View on SEC IAPD

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