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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-05-13 |
| CO | RA | APPROVED | 2026-05-01 |
| MD | RA | APPROVED | 2026-04-07 |
| SC | RA | APPROVED | 2026-04-01 |
| TX | RA | APPROVED | 2026-03-31 |
| MI | RA | APPROVED | 2026-03-10 |
| CA | RA | APPROVED | 2026-03-06 |
| ME | RA | APPROVED | 2026-03-06 |
| LA | RA | APPROVED | 2026-01-14 |
| NH | RA | APPROVED | 2026-01-13 |
| CT | RA | APPROVED | 2026-01-12 |
| FL | RA | APPROVED | 2026-01-12 |
| NV | RA | APPROVED | 2026-01-12 |
| WA | RA | APPROVED | 2026-01-12 |
| NJ | RA | APPROVED | 2026-01-09 |
| NY | RA | APPROVED | 2026-01-09 |
| RI | RA | APPROVED | 2026-01-09 |
| MA | RA | APPROVED | 2026-01-02 |
Branch Locations
401 Wampanoag Trail Suite 400, Riverside, RI 02915 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Providence | RI | 07/2011 | 09/2016 |
| Nylife Securities Llc | Providence | RI | 06/2013 | 09/2016 |
| Msi Financial Services, Inc | Boston | MA | 09/2016 | 03/2017 |
| Mml Investors Services, Llc | East Providence | RI | 03/2017 | 12/2025 |
| Massachusetts Mutual Life Insurance Company | East Providence | RI | 07/2016 | 12/2025 |
| Guardian Life Insurance Company | Braintree | MA | 12/2025 | 02/2026 |
| Park Avenue Securities | Braintree | MA | 12/2025 | 02/2026 |
| Guardian Life Insurance Company | Riverside | RI | 02/2026 | Present |
| Park Avenue Securities | Riverside | RI | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-24 |
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